[Audio] 31 Days to a More Effective Compliance Program – Day 19 | The investigation protocol

Just after the interior report comes in and you have thoroughly triaged the make a difference, you need to scope out and investigate it, immediately, comprehensively and with qualified staff. In a presentation Jay Martin, retired Main Compliance Officer at Baker Hughes and now Senior Counsel at Willkie Farr & Gallagher LLP and Jacki Trevino, Senior Director, Advisory Companies Team at SAI World wide Confined, discussed the particulars of an investigation protocol. It consisted of 1) opening and categorizing the circumstance 2)…
By: Thomas Fox