May 12, 2025

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[Video] Daily Compliance News: March 20, 2021 the In a Dark Place edition

In today’s edition of Daily Compliance News: 1. Coinbase settles with CFTC for $6.5MM. (WSJ) 2. Goldman personnel ‘in a dark place’. (Houston Chronicle) three. Texas regulators have COI with business they regulate (this is my stunned confront). (WaPo) 4. DOJ investigating Visa. (WSJ)…
By: Thomas Fox